Roche’s ADR (American Depositary Receipt) is cross-listed on OTCQX International Premier under the symbol RHHBY. Traded in U.S. dollars, eight (8) ADR represents one (1) underlying non-voting equity security (Genussschein, abbreviated NES). Roche’s non-voting equity security and the Roche voting share are both listed on SIX Swiss Exchange.

Symbol Security No. of securities Listing/Trading CUSIP/ISIN
RHHBY U.S. security (ADR) Note a) OTCQX 771195104
ROG Non-voting equity security (NES) 702,562,700 SIX Swiss Exchange CH0012032048
RO Voting share 160,000,000 SIX Swiss Exchange CH0012032113

Note a) The number of ADRs in issue varies depending on demand and conversion in and out of the underlying non-voting equity security (NES).

ADR depositary bank information:

J.P. Morgan Chase sponsors and administers the Roche ADR facility. The J.P. Morgan ADR shareholder services can be contacted as follows:

Toll free number:  + 1-800-990-1135

Hearing impaired:  + 1-866-700-1652

Outside the US:  + 1-651-453-2128


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